If it was Hothem, and he did set up the server and used a false name - The SEC and FINRA will want to know why he is using aliases for outside business activities. AND, if he falsified the records to change his name, it’s TROUBLE FOR HIM.
It sounds more likely that there is a typo in the registration. Even a Clinton toady wouldn’t consider that changing his name from Hotham to Hoteham would be a clever disguise that no one could penetrate.
Misspelling your name is a standard conman stunt. It tends to suppress the number of hits in public records searches, while giving plausible deniability down the road. Now if it could be shown that he has used this “misspelling” on multiple occasions setting up other accounts... the limits of credibility begin to stretch ...
Only if the law is enforced.