| COUNT | CHARGE | MAXIMUM SENTENCE (YEARS) |
VERDICT |
| 1 | Conspiracy to commit securities and wire fraud | 5 | GUILTY |
| 2 | Securities fraud (Raptor transactions) | 10 | GUILTY |
| 14 | Securities fraud (Financial statements, 1999 10K, March 30, 2000) | 10 | GUILTY |
| 16 | Securities fraud (Financial statements, 2nd quarter 2000 10Q, Aug. 14, 2000 | 10 | GUILTY |
| 17 | Securities fraud (Financial statements, 3rd quarter 2000 10Q, Nov. 14, 2000) | 10 | GUILTY |
| 18 | Securities fraud (Financial statements, 2000 10K, April 2, 2001) | 10 | GUILTY |
| 19 | Securities fraud (Financial statements, 1st quarter 2001 10Q, May 15, 2001) | 10 | GUILTY |
| 20 | Securities fraud (Financial statements, 2nd quarter 2001 10Q, Aug. 14, 2001) | 10 | GUILTY |
| 22 | Securities fraud (Analyst call — Jan. 22, 2001) | 10 | GUILTY |
| 23 | Securities fraud (Analyst conference in Houston — Jan. 25, 2001) | 10 | GUILTY |
| 24 | Securities fraud (Analyst call — March 23, 2001) | 10 | GUILTY |
| 25 | Securities fraud (Analyst call — April 17, 2001) | 10 | GUILTY |
| 26 | Securities fraud (Analyst call — July 12, 2001) | 10 | GUILTY |
| 31 | False statements to auditors in annual representation letter (1999 10K; March 13, 2000) | 10 | GUILTY |
| 32 | False statements to auditors in annual representation letter (2000 10K; Feb. 23, 2001) | 10 | GUILTY |
| 34 | False statements to auditors in quarterly representation letter (2000 2nd quarter 10Q; August 11, 2000) | 10 | GUILTY |
| 35 | False statements to auditors in quarterly representation letter (2000 3rd quarter 10Q; Nov. 13, 2000) | 10 | GUILTY |
| 36 | False statements to auditors in quarterly representation letter (2001 first quarter 10Q; May 15, 2001) | 10 | GUILTY |
| 42 | Insider trading ($739,000 on April 25, 2000) | 10 | NOT GUILTY |
| 43 | Insider trading ($6.34 million on April 26, 2000) | 10 | NOT GUILTY |
| 44 | Insider trading ($1.29 million* on Aug. 30, 2000) | 10 | NOT GUILTY |
| 45 | Insider trading ($5.22 million* on Sept. 1, 2000) | 10 | NOT GUILTY |
| 46 | Insider trading ($972,000* on Sept. 5, 2000) | 10 | NOT GUILTY |
| 47 | Insider trading ($6.04 million* on Nov. 1, 2000) | 10 | NOT GUILTY |
| 48 | Insider trading ($1.65 million* on Nov. 2, 2000) | 10 | NOT GUILTY |
| 49 | Insider trading ($3.80 million* on Nov. 7, 2000) | 10 | NOT GUILTY |
| 50 | Insider trading ($20.99 million* on Nov. 15, 2000) | 10 | NOT GUILTY |
| 51 | Insider trading ($15.59 million*B115 on Sept. 17, 2001) | 10 | GUILTY |
Why "not guilty" on the insider trading counts? Too hard to prove?